ENV 385 : Environmental Decision Analysis

Spring 2003; M, W 11:45 – 1:00; A247 LSRC

 

READINGS

 

Assigned readings outside of the Clemen text will be available on E-reserve, in the NS reading room, and/or in the BioSci library (books).

 

Text

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Clemen, Robert T. & Reilly, Terence. Making Hard Decisions with DecisionTools, 2nd Edition, Duxbury Press, Belmont, CA (available at bookstore and on reserve at Biosci)

This is the old version of the book, which contains no software (although you can purchase the right to use the software separately):

Clemen, Robert T. 1996. Making Hard Decisions: An Introduction to Decision Analysis, 2nd Edition, Duxbury Press, Belmont, CA.

 

Supplemental Texts

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Behn, R.D. and J.W. Vaupel, 1982. Quick Analysis for Busy Decision Makers, Basic Books, New York, NY. (Biosci reserve). Appendix to ch. 4 and ch. 11 on E-reserve and in NS RR.


Hammond, J.S., R.L. Keeney and H. Raiffa, 1999. Smart Choices: A Practical Guide to Making Better Decisions. Boston, Mass., Harvard Business School Press. (Biosci reserve).

 

Meyer, M. and J. Booker. 1991. Eliciting and Analyzing Expert Judgement: A Practical Guide.  Knowledge-Based Systems, Vol. 5  Academic Press, London. (Biosci reserve)  Part I, parts of ch. 6, 7 and ch. 10 on E-reserve and in NS RR.

 

Part I: Introduction to Expert Judgment, and see chart at end of ch. 1 that describes what is covered in each section of book.

 

Part II: Deals with all phases of elicitation. Many chapters will be useful, esp. ch. 10, Conducting the Elicitation. But, also see in ch. 6, the sections on Motivating Experts to Participate and on common difficulties.  And in ch. 7, the first section, Determining which Components Are Needed, and sections on Selecting Modes of Communication and on Selecting from Response Modes.  The end of every chapter has a section on “common difficulties,” which can be used to get help with solving problems that arise.

 

Part III:  Deals with statistical analysis of resulting data.  We won’t do so much with this in our course.

Morgan, M. Granger and Max Henrion, 1990. Uncertainty. A guide to dealing with uncertainty in qualitative risk and policy analysis, New York, Cambridge University Press. (Biosci reserve)  Ch. 6,7 on E-reserve and in NS RR.

 

Ch. 6 and 7 deal with much the same material as Meyer and Booker, in less detail and with fewer practical examples (and with fewer typos).

 

Raiffa, H., 1968. Decision Analysis, Addison-Wesley, Reading, MA.(Biosci reserve) ex.from ch. 2 on E-reserve and in NS RR.

 

von Winterfeldt, D. and W. Edwards, 1986. Decision Analysis and Behavioral Research, Cambridge. Univ. Press, Cambridge, UK. (Biosci reserve)  Ch. 8 on E-reserve and in NS RR.

 

Selected Bibliography

This bibliography is intended to provide you with a variety of examples of applications of decision and risk methods to environmental problems. Don’t believe everything that you read!

 

General Interest

 

Values Structuring & Objectives Hierarchies

 

Edwards, W. and D. von Winterfelt, 1987. "Public values in risk debates", Decision Analysis,7:141:158.

 

Gregory, R. and R.L. Keeney.  1994.  Creating policy alternatives using stakeholder values.  Management Science 40:1035-1048.

Keeney, R.L., 1988. Structuring objectives for problems of public interest. Operations Research,36:396-405.

Keeney, R.L. 1992. Value-Focused Thinking. Carmbridge, MA, Harvard University Press. 416 pp.

 

Keeney, R.L. and T.L. McDaniels, 1992. "Value-focused thinking about strategic decisions at BC Hydro", Interfaces, 22(6):94-109.

 

Keeney, R.L., D. von Winterfelt, and T. Eppel, 1990. "Eliciting public values for complex policy decisions", Management Science, 36(9):1011-1030.

Keeney, R.L. 1994.  Creativity in decision making with value-focused thinking.  Sloan Management Review, Summer, pp.33-41.

Vargas, L.G., 1990. An overview of the Analytic Hierarchy Process and its applications.  European Journal of Operational Research,48: 2-8. North-Holland.

 

Subjective Probability 

Berger, J.O. 1985. Statistical Decision Theory and Bayesian Analysis, Springer-Verlag.

Berger, J.O., D.A. Berry, 1988. “Statistical Analysis and the Illusion of Objectivity. American Scientist. 76: 159-165.

Cooke, Roger M., 1991. Experts in uncertainty. Opinion and subjective probability in science. New York, Oxford University Press.

 

Lee, Peter M., 1989. Bayesian Statistics: an introduction, New York, Halstead Press (John Wiley).

 

Meyer, M., and J. Booker. 1991. Eliciting and Analyzing Expert Judgment, a Practical Guide. Academic Press. London. 452 pp.

 

Pratt, John W., Howard Raiffa, and Robert Schlaifer, 1995. Introduction to statistical decision theory, Cambridge, MA, MIT Press.

 

Winkler, Robert L., 1972. An introduction to Bayesian inference and decision, New York, Holt, Rinehart and Winston.

Wright, George and Peter Ayton (eds.), 1987. Judgmental Forecasting, New York, John Wiley & Sons.

Wright, George and Peter Ayton (eds.), 1994. Subjective Probability, New York, John Wiley & Sons.

 

 

Decision Behavior 

 

Clemen, R., and R. Winkler, 1985. Limits for the precision and value of information from dependent sources. Operations Research, 33: 427-442.

 

Hogarth, Robin M., 1987. Judgment and choice. The psychology of decision. New York, John Wiley & Sons.

 

Howard, R.A., 1988. Decision analysis: practice and promise.Management Science. 34(6): 679-695.

 

Kahneman, Daniel, Paul Slovic, and Amos Tversky (eds.), 1982. Judgment under uncertainty: heuristics and biases, New York, Cambridge University Press.

 

Keeney, R.L., 1982. Decision analysis: an overview. Operations Research, 30(5): 803-837.

 

Watson, S.R. and Buende, D.M. 1987. Decision Synthesis.  The principles and practice of decision analysis.  Cambridge (UK), Cambridge University Press.

 

Wright, George (ed.), 1985. Behavioral Decision Making. New York, Plenum Press.

 

Uncertainty 

 

Anderson, J.L., 1998. Embracing uncertainty, Conserv. Ecol, 2: 1. http://www.consecol.org/Journal/

Finkel, Adam M., 1990. Confronting uncertainty in risk management, Washington, DC, Center for Risk Management, Resources for the Future.

 

Oreskes, Naomi, Kristin Shrader-Frechette, Kenneth Belitz, 1994. Verification, validation, and confirmation of numerical models in the earth sciences, Science, 263(4th February issue), pp. 641-646.

 

Reckhow, K.H. 1994. Importance of scientific uncertainty in decision making, Environmental Management,18(2), pp. 161-166.

 

Reckhow, K.H. 1994. A decision analytic framework for environmental analysis and simulation modeling, Environmental Toxicology & Chemistry, 13:1901-1906.

 

Rowe, W.D., 1994. Understanding uncertainty, Risk Analysis, 14(5):743-750.

 

Multi-attribute Utility Theory

Anandalingam, G., 1987. A multiple criteria decision analytic approach for evaluating acid rain policy choices. European Journal of Operational Research, 29:336-352.

 

Dunning, D.J., Q.E. Ross, and M.W. Merkhofer. 2000. Multiattribute utility analysis for addressing Section 316(b) of the Clean Water Act. Environmental Science and Policy, 3:S7-S14.

 

Goicoechea, A., E.Z. Stakhiv, and F. Li, 1992. Experimental evaluation of multiple criteria decision models for application to water resources planning. Water Resources Bulletin, 28(1): 89-102.

Insua, D.R., and K.A. Salewicz, 1995. The operation of Lake Kariba: a multiobjective decision analysis. Journal of Multi-Criteria Decision Analysis, 4:203-222.

Kadvany, J. 1995. From comparative risk to decision analysis: ranking solutions to multiple-value environmental rroblems. Risk : Health, Safety & Environment,6: 333-358.

 

Keeney, R.L. 1977. A utility function for examining policy affecting salmon on the Skeena River. J. Fish. Res. Board Can., 34: 49-63.

 

McDaniels, T.L. 1995. Using judgment in resource management: a multiple objective analysis of a fisheries management decision. Operations Research, 43(3): 415-426.

 

Merkhofer, Miley W., Rarilee Conway, and Robert G. Anderson. 1997. Multiattribute utility analysis as a framework for public participation in siting a hazardous waste management facility.  Environmental Management,21(6): 831-839.  

Merkhofer, M.W., and R.L. Keeney, 1987. A multiattribute utility analysis of alternative sites for the disposal of nuclear waste.Risk Analysis, 7(2):173-194.

Stewart, T.J. 1992. A critical survey on the status of Multiple Criteria Decision making theory and practice. Int. J. of Mgmt Sci., 20: 569-586.

Van Herwijnen, M., P. Rietveld, K. Thevenet, and R. Tol, 1995. Sensitivity analysis with interdependent criteria for multicriteria decision making: the case of soil pollution treatment. Journal of Multi-Criteria Decision Analysis, 4:57-70.

 

Dispute Resolution/Negotiation

Maguire, L. A. and H. Sondak.  1998.  Can using decision analysis and dispute resolution techniques to solve environmental problems help promote equity?  Pp.97-120 in Statistics in Ecology and Environmental Monitoring 2:  Risk Assessment and Decision Making in Biology. D. J. Fletcher, L. Kavalieris and B.F.J. Manly, eds.  Otago University Press, Dunedin, New Zealand.

 

Maguire, L. A., and L. G. Boiney.  1994.  Resolving environmental disputes : A framework incorporating decision analysis and dispute resolution techniques.  J. Environ. Mgmt. 42:31-48.

This is the "bible" on interest-based negotiation:

Fisher, R. and Ury, W. 1991. Getting to Yes:  negotiating agreement without giving in, 2nd ed.  New York:  Penguin Books.

This paper describes disputes of the sort we're dealing with:

Ozawa, C.P. and Susskind, L. 1985.  Mediating Science Intensive Policy Disputes. J of Policy Analysis and Management 5(1): 23-39.

Two good books on managing public disputes are:

Kennedy and Carpenter. Managing public disputes.

Susskind and Cruikshank. Breaking the impasse.

 

Raiffa's book on negotiation is:

H. Raiffa. 1982.  The Art and Science of Negotiation.

 

Also very good on meshing of decision analysis and negotiation is:

Lax and Sebenius.  The Manager as Negotiator.


Environmental Management Applications and Case Studies

 

Natural Resource and Wildlife Management

 

Bentley, W.R. and H.F. Kaiser, Jr., 1967. Sequential decisions in timber management-a Christmas tree case study. Journal of Forestry, October.

Betters, D.R. and J.C. Schaefer, 1981. A generalized Monte Carlo simulation model for decision risk analysis illustrated with a Dutch elm disease control example. Can. J. For. Res.,11:342-350.

 

Bisset, R., 1980. Methods for environmental impact analysis:  recent trends and future prospects. Journal of Environmental Management, 11:27-43.

Cohan, D., S.M. Haas, D.L. Radloff, and R.F. Yancik, 1984. Using fire in forest management: decision making under uncertainty. Interfaces, 14(5): 8-19.

 

Cowan, J.H., R.E. Turner, and D.R. Cahoon, 1988. Marsh management plans in practice: do they work in coastal Louisiana, USA? Environmental Management, 12(1): 37-53.

DiNardo, G., D. Levy, and B. Golden, 1989. Using decision analysis to manage Maryland’s river herring fishery: an application of AHP. Journal of Environmental Management, 29: 193-213.

 

Fernandes, L., M.A. Ridgley, and T. van’t Hof. 1999. Multiple criteria analysis integrates economic, ecological and social objectives for coral reef managers. Coral Reefs 18:393-402.

 

Hilborn, R. and C.J. Walters, 1977. Differing goals of salmon management on the Skeena River. J. Fish. Res. Board Can., 34:64-72

Keeney, R.L, 1977. A utility function for examining policy affecting salmon on the Skeena River. J. Fish. Res. Board Can., 34:49-63.

Linder, E. and G.P. Patil, 1987. Application of event tree risk analysis to fisheries management. Ecological Modelling, 36:15-28.

 

Maguire, L.A., 1988. Decision analysis: an integrated approach to ecosystem exploitation and rehabilitation decisions. In: J. Cairns, Jr. (ed.), Rehabilitating damaged ecosystems. Vol. 2. CRC Press, Boca Raton, FL.

Maguire, L.A., 1986. Using decision analysis to manage endangered species populations. Journal of Environmental Management, 22:345-360.

 

Maguire, L.A., 1987. Decision analysis: a tool for tiger conservation and management. In: R.L. Tilson and U.S. Seal (eds.) Tigers of the World. Noyes Publications, Park Ridge, NJ.

 

Maguire, L.A. and L.G. Boiney, 1994. Resolving environmental disputes: a framework incorporating decision analysis and dispute resolution techniques. Journal of Environmental Management, 42:31-48.

 

Maguire, L.A., T.W. Clark, R. Crete, J. Cada, C. Groves, M.L. Shaffer, and U.S. Seal, 1988. Black-footed ferret recovery in Montana: a decision analysis. Wildl. Soc. Bull.,16:111-120.

Maguire, L.A. and R.C. Lacy, 1990. Allocating scarce resources for conservation of endangered subspecies: partitioning zoo space for tigers. Conservation Biology, 4:157-166.

Maguire, L.A. and C. Servheen, 1992. Integrating biological and sociological concerns in endangered species management: augmentation of Grizzly bear populations. Conservation Biology, 6:426-434.

 

McDaniels, T.L., 1992. "Decision analysis insights for old growth forest conflicts", Environments,21(3):39-52.

Nnaji, S.,S. J. Fisher, and S.V. Shabica, 1983. An application of decision analysis to shoreline management. Journal of Environmental Management, 17:35-46.

 

Norton, G.A., and B.H. Walker, 1985. A decision analysis approach to savannah management. Journal of  Environmental Management, 21:15-31.

 

Ralls, K., and A.M. Starfield, 1995. Choosing a management strategy: two structured decision-making methods for evaluatting the predictions of stochastic simulation models. Conservation Biology, 9(1): 175-181.

Ridgley, M.A. and D.K. Chai, 1990. Evaluating potential biotic benefits from conservation: Anchialine ponds in Hawaii.  The Environmental Professional, 12: 214-228.

Talerico, R.L., C.M. Newton, and H.T. Valentine, 1978. Pest-control decisions by decision-tree analysis. Journal of Forestry, January.

 

Thibodeau, F.R., 1983. Endangered species: deciding which species to save. Environmental Management,7:101-107.

Risk Assessment

Bogen, K.T. and R.C. Spear, 1987. Integrating uncertainty and interindividual variability in environmental risk assessment. Risk Analysis, 7:427-436

 

Edwards, W. and D. von Winterfeldt, 1987. Public values in risk debates. Decision Analysis, 7:141-158.

 

Finkel, Adam M., 1994. Risk assessment research: only the beginning, Risk Analysis, 14(6), pp. 907-911.

Finkel, A.M. and J.S. Evans, 1987. Evaluating the benefits of uncertainty reduction in environmental health risk management. JAPCA, 37:1164-1171.

 

Henrion, M. and M.G. Morgan, 1985. A computer aid for risk and other policy analysis. Risk Analysis,5:195.

 

Hoffman, F. Owen, and Jana S. Hammonds, 1994. "Propagation of uncertainty in risk assessments: the need to distinguish between uncertainty due to lack of knowledge and uncertainty due to variability", Risk Analysis, 14(5):707-712.

 

Hollick, M., 1981. The role of quantitative decision-making methods in environmental impact assessment. Journal of Environmental Management, 12:65-78.

Kadvany, J. 1996. Taming chance: risk and the quantification of uncertainty.  Policy Sciences, 29: 1-27.

Kunreuther, H.C. et al., 1983. Risk analysis and decision process. IIASA, Springer.

 

Nichols, A.L. and R.J. Zeckhauser, 1986. The perils of prudence:  how conservative risk assessments distort regulation. Regulation,10:13.

 

Parkhurst, D.F., 1984. Decision analysis for toxic waste releases. Journal of Environmental Management, 18:105-130.

 

Russell, M. and M. Gruber, 1987. Risk assessment in environmental policy-making. Science,236:286-290.

Stewart, T.R. and T.M. Leschine, 1986. Judgment and analysis in oil spill risk assessment. Risk Analysis, 6:305.

 

US EPA, 1992. Framework for ecological risk assessment. EPA/630/R-92/001. Risk Assessment Forum, US EPA Washington D.C. 20460

Winkler, R.L. and R.K. Sarin, 1981. Risk assessment: consulting the experts. The Environmental Professional, 3(3/4):265-276

Air and Water Resources

 

Borsuk, M. R.L. Clemen, L.A. Maguire, and K.Reckhow. 2001. Stakeholder values and scientific modeling in the Neuse River watershed.  2001. Group Decision and Negotiation 10:355-373.

 

Ellis, H.M. and R.L. Keeny, 1972. "A rational approach for governmental decisions concerning air pollution", in A.W. Drake et al. (eds.), Analysis of Public Systems, Cambridge, MA, MIT Press.

 

Goicoechea, A., E.Z. Stakhiv, and F. Li, 1992. Experimental evaluation of multiple criteria decision models for application to water resources planning. Water Resources Bulletin., 28:89-102.

Keeney, R.L., R.K. Sarin, and R.L. Winkler, 1984. Analysis of alternative national ambient carbon monoxide standards. Management Science, 30:518.

Keeney, R.L. and E.F. Wood, 1977. An illustrative example of the use of multiattribute utility theory for water resource planning.Water Resources Research, 13:705-712.

 

Morgan, M. Granger, Samuel C. Morris, Max Henrion, Deborah A.L. Amaral, and William Rish, 1984. "Technical uncertainty in quantitative policy analysis-a sulfur air pollution example", with comments, Risk Analysis, 4(3): 201-220

Reckhow, K.H. 1985. Decision theory applied to lake management. In: Proceedings of the North American Lake Management Society Conference, p. 196-200.

 

Reckhow, K.H. 1994. Water quality simulation modeling and uncertainty analysis for risk assessment and decision making. Ecological Modelling, 72:1-20.

Reckhow, K.H. 1994. Scientific analysis and simulation modeling within a decision support system. Environmental Toxicology and Chemistry, 13: 1901-1906.

 

Reckhow, K.H. 1994. The importance of scientific information in decision making. Environmental Management, 18:161-166.

Ridgley, M.A., 1992. Multicriteria analysis of estuary restoration in the Rhine Delta. In: Proceedings of the tenth international conference on multiple criteria decision making(vol. 4), Taipei,

1992.